| Material Identity | Confirm the alloy grade, product form, heat number, and material condition match the purchase specification. | Material test report (MTR) containing chemical composition, mechanical properties, heat number, and applicable material standard. | Compare the MTR with the purchase order and perform positive material identification when required. | High |
| Traceability | Ensure raw material and forged parts can be traced from receipt through processing, inspection, and shipment. | Heat-number tracking, lot records, traveler documentation, and permanent or controlled part identification. | Follow one sample lot backward to the incoming material and forward to the final inspection record. | High |
| Forging Capability | Assess whether the supplier has suitable presses, hammers, dies, heating equipment, and capacity for the required geometry and volume. | Equipment list, maximum forging force, workpiece size range, die-maintenance records, and production-capacity data. | Review capability studies, sample parts, process flow, and planned capacity against forecast demand. | High |
| Heat Treatment | Verify that quenching, tempering, annealing, normalizing, or solution treatment is controlled for the selected alloy. | Qualified heat-treatment procedure, furnace calibration records, temperature charts, and hardness results. | Audit furnace records and confirm that equipment calibration is traceable to recognized national or international standards. | High |
| Mechanical Properties | Confirm tensile strength, yield strength, elongation, reduction of area, hardness, and impact properties where specified. | Test reports issued by a competent laboratory and results meeting the applicable material or customer specification. | Check test direction, specimen location, test temperature, sampling frequency, and acceptance criteria. | High |
| Non-Destructive Testing | Determine whether ultrasonic, magnetic-particle, dye-penetrant, or radiographic inspection is required for the application. | Written NDT procedure, personnel qualification records, inspection reports, and acceptance levels. | Verify inspector qualifications and confirm that the selected method is suitable for the alloy, geometry, and defect risks. | High |
| Dimensional Control | Evaluate the supplier’s ability to maintain drawing tolerances, datum references, surface condition, and machining allowances. | Inspection plans, calibrated measuring equipment, capability studies, and dimensional inspection reports. | Review first-article or pre-production inspection results and check calibration status of critical instruments. | High |
| Quality Management System | Confirm that the supplier operates a documented system for document control, nonconformance management, corrective action, and internal audits. | Current certification to ISO 9001 or an industry-specific quality standard where applicable. | Validate the certificate scope, issuing body, expiration date, manufacturing site, and audit status. | High |
| Automotive Compliance | For automotive components, verify process controls, customer-specific requirements, and production-part approval practices. | IATF 16949 certification where contractually required, APQP records, PFMEA, control plan, and PPAP documentation. | Review the latest approved PPAP package and confirm that special characteristics are controlled in production. | High |
| Aerospace Compliance | For aerospace parts, verify quality controls, special-process oversight, configuration management, and customer approval requirements. | AS9100 certification where required, approved special-process sources, and aerospace material traceability records. | Confirm certification scope and review approval status for heat treatment, NDT, testing, and other special processes. | High |
| Pressure Equipment Requirements | For pressure-retaining parts, verify material control, manufacturing procedures, inspection, and documentation required by the design code. | Applicable pressure-equipment regulations, design-code requirements, qualification records, and inspection certificates. | Map each contractual requirement to a controlled record before production approval. | High |
| Welding and Joining | If welding or repair welding is permitted, verify procedure qualification, welder qualification, and repair authorization. | Qualified welding procedures, welder performance qualifications, repair instructions, and post-weld heat-treatment records. | Confirm repair limits and review weld inspection results before accepting repaired forgings. | Medium |
| Process Validation | Check whether critical forging, heat-treatment, machining, and inspection processes are validated and repeatable. | Process qualification records, capability studies, control plans, and approved work instructions. | Compare documented parameters with actual shop-floor settings and production records. | High |
| Defect Prevention | Assess controls for laps, folds, cracks, underfill, inclusions, decarburization, distortion, and improper grain flow. | Process FMEA, defect catalog, inspection criteria, preventive controls, and corrective-action history. | Review recent nonconformances and verify that root-cause actions were implemented and effectiveness-checked. | High |
| Laboratory Competence | Confirm that chemical, mechanical, metallographic, and NDT testing is performed by competent personnel and equipment. | Laboratory accreditation such as ISO/IEC 17025 where required, calibration records, and method validation evidence. | Check report authorization, test-method revision, equipment calibration, and laboratory scope. | Medium |
| Supplier Transparency | Evaluate willingness to provide complete records, disclose subcontracted processes, and support audits. | Approved-supplier documentation, subcontractor list, audit policy, and record-retention procedure. | Include audit rights, notification of process changes, and record-retention periods in the contract. | High |
| Delivery Performance | Review the supplier’s ability to meet agreed lead times, quantities, packaging requirements, and documentation deadlines. | On-time delivery data, capacity plan, production schedule, and documented escalation process. | Request historical performance data and assess contingency plans for equipment failure or material shortages. | Medium |
| Environmental and Safety Controls | Consider controls for energy use, emissions, hazardous substances, worker safety, and waste generated during forging. | Applicable environmental permits, safety procedures, chemical-management records, and ISO 14001 certification when relevant. | Conduct a site review focused on furnace emissions, quench media, ventilation, chemical storage, and waste handling. | Standard |
| Commercial Risk Signals | Identify unusually low pricing, incomplete documentation, unexplained subcontracting, repeated concessions, or reluctance to support audits. | Quotation assumptions, deviation requests, concession records, audit findings, and corrective-action reports. | Use a documented risk review before approval and require written resolution of critical gaps. | High |
| Final Approval Decision | Approve the supplier only when technical capability, material traceability, quality controls, and applicable compliance obligations are demonstrated. | Completed supplier questionnaire, audit report, validated samples, approved quality agreement, and risk assessment. | Use a weighted scorecard with mandatory pass criteria for material identity, traceability, critical testing, and regulatory compliance. | High |